SEVEN THEORIES OF SLA:
1.The Acculturation Model
Brown (1980)
defined 'as the process of becoming adapted to a new culture'. In
addition, an elaborated version of Schumann's model--the Nativization
Model-- is discussed, with reference to Andersen (1980;1981;1983b) “...
second language acquisition is just one aspect of acculturation and the
degree to which a learner acculturates to the terget language group will
control the degree to which he acquires the second language.(Schumann
1978:34)
Acculturation, and hence SLA determined by the degree of
social and psycological distance between the learner and the language
culture. Schumann (1978b) lists the various factors that determined
them. The social variables govern whether the learning is 'good' or
'bad' . The psycological factors are effective in nature. They include
1) language shock 2) culture shock 3) motivation and 4) ego boudaries.
The Nativization Model
Andersen
builds on Schumann's acculturation model, in particular by providing a
cognitive dimension which Schumann does not consider. He, to a much
greater extent, is concerned with learning processes. Andersen sees two
general forces; nativization and denativization. Nativization consists
of assimilation while denativization involves accomodation.
Evaluation;
The acculturation and nativist models focus on the power mechanisms of
SLA. They provide explanations of why L2 learners, unlike first language
learners, often fail to achieve a native-like competence. The
acculturation and nativization Models address naturalistic SLA, where
the L2 learners has contact with the target language community.
2.Accomodation Theory
Giles
concerns to investigate how intergroup uses language reflect basic
social and psycological attitudes in inter etnic communication. Giles
agrees with Gardner(1979) that motivation is the primary determinant of
L2 proviciency. This is governed by a number of key variables: 1)
Identification of the individual learner with his ethnic in group. 2)
Inter – ethnic comparison. 3) perception of ethno-linguistic vitality.
4) Perception of in group boundaries. 5) Identification with other
ingroup social categories. Accomodation theory also accounts for
learner's variable linguistic output. Giles et al.(1977) writes
...people are continually modifyng their speech with others so as to
reduce or accentuate the linguistic(and hence) social differences
between them depending on their perception of the interactive situation.
Evaluation;
This theory does not explain assembly mechanisms nor account for the
developmental sequence. The strenght of accomodation theory is that it
encompasses language acquisition and language use within a single
framework. This theory provides an explanation of language-learner
language variability.
3.Discourse Theory
Halliday(1975) shows that
the development of the formal linguistic devices for realizing basic
language function grows out of the interpersonal uses to which language
is put. As Cherry (1979: 122) puts it: Through communicating with other
people, children accomplish actions in the world and develop the rules
of language structure and use. This view of how the development takes
place is called discourse theory. The main principles by
Hatch(1978c;1978d)
are: 1) SLA follow a 'natural' route in syntatical
development. 2) Native speaker adjust their speech in order to
negotiate meaning with non-native speakers. 3) The conversational
strategies used to negotiate meaning, and the resulting adjusted input,
influence the rate and route of SLA in a number of ways, namely: a) the
learner learns the grammar of the L2 in the same order as the frequency
order of the various features in the input. b) the learner acquire
commonly occuring formulas and then later analyses these into their
component parts; c) learner is helped to construct sentences vertically;
vertical structures are the percursors of horizontal structues. 4)
Thus, the'natural' route is the result of learning how to hold
conversations.
Evaluation; the basic question that second language
acquisition research addresses is: how can we describe the process of
second language acquisition. (Hatch 1980:177—my italic). He tries to
provide an answer to his question by qualitative analyses of
face-to-face interaction involving L2 learners. Hatch herself notes: We
have not been able (nor have we tried) to show how, or if, making
messages simpler or more transparent promotes language learning (1980
:181). Hatch is too aware of the huge leap that is made from 'low
infernce descriptions' to 'high -inference explanation'. The discourse
theory does not address the nature of the learner strategies responsible
for SLA.
4.The monitor Model
The theory is seriuosly flawed in a
number of respects, in particular in its treatment of language-learner
variability. The model consists of five hypothesis; 1) the acquisition
learning hypothesis. 2) the natural order hypothesis. 3) the monitor
hypothesis. Krashen argues that monitoring has an extremely limited
function in language performance, even where adult are concerned. He
gives three conditions for its use; a) there must be sufficient time. b)
the focus must be on form and not meaning and. c) the user must know
the rule. 4) the input hypothesis, input that comprehensible to the
learner will automatically be at the right level. 5) the affective
filter hypothesis. It deals with how affective factors relate to SLA,
and covers the ground of the Acculturation model. Causative variables
taken into account in the Monitor Model. Krashen also discusses a number
of other factors; a) aptitude. b) role of the first language c)
routines and patterns. d) individual differences and e) age.
Evaluation;
Three central issues for detailed consideration are the
'acquisition-learning' distinction, it has been called 'theological', it
has been formulated in order to specific goal, namely that succesful
SLA is the result of 'acquisition' (James 1980). the monitor, the only
evidence for monitoring lies in the language user's own account of
trying to apply explicit rules ( e.g Cohen and Robbins 1976) and
Krashen's treatment of variability , Variability the monitor model is
a'dual competence' theory of SLA. It proposes that the learner's
knowledge of the L2, which is reflected in variable performance, is
best characterized in terms of two separate competence, which Krashen
labels'acquisition' and 'learning' .
5.The Variable Competence Model
The
model is based on two distinctions—one of which refers to the process
of language use and the product. The process of language use is to be
understood in terms of the distnction between linguistic knowledge and
the ability to make use of this knowledge. Widowson (1984) refers to a
knowledge of rules as a competence and to a knowledge of the procedures
involved in using rules to construct discourse as capacity. It follows
from this view of the process of language use that the product,
different types of discourse is the result of either or both of the
variable competence and variable application of procedures for
actualizing knowledge in discourse. Procedures for actualizing knowledge
are of two types, which Ellis(1984a) refers to as primary and secondary
processes each set of processes refered as dicourse and cognitive
processes respectively. Discourse process: simplify the semantic
structures of a masages by omitting meaning element that are
communicatively redundant or that can be realized by a non verbal
devices (e.g mime). Cognitive process: a). Construct an underlying
conceptual structures of a massage b). Compare this structure with the
frame of reference share with and interlecutor c). Eliminate redundant
element and element for which know lexical item is available. To
summarize this model, proposes: 1). There is a single knowdlege store
containing variable interlanguage rules according how automatic and how
analyzed the rules are. 2). The learner possesses a capacity for
language uses which consist of primary and secondary discourse and
cognitive processes. 3). L2 performance is variable as a result of
whether primary processes employing unanalized L2 Rules are utilized in
unplanned discourse or secondary process employing analized L2 rules are
utilized in planed discourse. 4). Development occurs as a result of
acquisition of new L2 rules through participation in various types of
discourse and activation of L2 rules which initialy exist in either
non automatic unanalized form or in an analized form so they can be used
in unplaned dicourse.
Evaluation.: The variable competence model of
SLA attemps to account for the availability of languages learners and
the external and internal processes responsible for SLA.
6.The universal hypothesis
The
universal hypothesis provides an interesting account of how the
languages properties of the target language and the learner's first
language may influence the course development. The value the universal
hypothesis for SLA teory is twofold :1. it a focuses attention on the
natural of the taget laguages it self. Wode's (980 b: 136/7) claims the
linguistic devices used in a given languages are the major variable
determining linguistic sequences 2. it provides a subtle and pesuasive
reconsederation of transfer as an important factor in SLA.
7.A neurofucntional theory
Lamendella
(1979:5/6) defines, A neurofucntional perspective on language attempts
to characterize the neurolinguistic information processing systems
responsible for the development and use of language. Hacth (1983a: 213)
puts it, 'there is no single “black box” for language in the brain'.
Therefore, it is better to speak of'the relative contribution of some
areas more than others under certain condition'(Selinger 1982:309).
Neurofucntional accounts of SLA have considered the contribution of The
left hemisphere and The right hemisphere of the brain. Right hemisphere
functioning is generally asscociated with holistic processing, it has
been suggested (e.g by Obler 1981; Krashen 1981a) that the right
hemisphere is responsible for the storing and processing of formulaic
speech. The right hemisphere may also involved in pattern practice in
classroom SLA. Selinger (1982) suggest that it may act as an initial
staging mechanism for handling patterns which can then be re-examined
later in left hemisphere functioning. Left hemisphere functioning, in
general the left hemisphere is asscociated with the creative language
use, including syntatic and semantic processing and the motor operations
involved in speaking and writing. Walsh and Diller (1981) distinguish
two board types of functioning, lower order functioning and higher
order functioning.
Lamendella's Neurofucntional theory
Lamendella
distnguishes two basic of types of language acquisition: (1) Primary
language acquisition and (2) Secondary language acquisition. (1) is
found I the child 's acquisition of one or more languages from 2 to 5
years. (2) is subdivided into a) foreign language learning b) second
language acquisition. Lamendella pinpoints two systems as particularly
important for language functioning; (1) The communication hierarchy:
this has responsibility for language and other form of interpersonal
communication. (2) The cognitive hierarchy: this control a variety of
cognitive information processing activities that are also part of
language use. Foreign language acquisition is marked by the use of the
input and also affect the operation of learner strategies. Input
comprises the inherent properties of the target language system and the
formally and interactionally adjusted features found in foreigner and
teacher talk
Minggu, 24 Juni 2012
Minggu, 17 Juni 2012
THE ROLE OF FORMAL INSTRUCTION IN SECOND LANGUAGE ACQUISITION
THE ROLE OF FORMAL INSTRUCTION IN SECOND LANGUAGE ACQUISITION
THE ROLE OF FORMAL INSTRUCTION IN SECOND LANGUAGE ACQUISITION
Introduction
This
chapter looks at second language acquisition in a classroom setting. It
considers whether instruction makes a difference to SLA. This is an
important issue, because it addresses the question of the role played by
environmental factors in SLA. It is also an important educational
issue, as language pedagogy has traditionally operated on the assumption
that grammar can be taught.
Two board types of SLA can be identified according to the acquisition setting;
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Naturalistic SLA.
-
Classroom SLA.
It was
pointed out that classroom discourse can be distorted, in comparisons to
naturally occurring discourse. An important question therefore is in
what ways this distortion, which is largely brought about by the attempt
to instruct rather than to converse, affects the route and rate of SLA
in the classroom. By considering how formal instruction affects SLA it
is possible to address the wider issue of the role environmental
factors.
In many
instructional methods an assumption is made that focusing on linguistic
form aids the acquisition or grammatical knowledge or to put it another
way, that raising the learner’s consciousness about the nature of target
language rules helps the learner to internalize them.
In the
case of deductive methods this is self-evidently the case. But it is
also true in ‘habbit methods’ methods such as audio-legal lingualism ,
as the purpose of the practice provided is to focus on specific
linguistic forms, which the learner is encouraged to induced and of
which ultimately he will form a more or less, conscious mental
representation.
Another
assumption of formal instruction is that the order in which grammatical
features are taught will govern the order in which they are learnt.
Language syllabuses are organized in such a way as to facilitate the
correlation between the teaching order and the learning order.
The
investigation of the role of formal instruction can be undertaken in two
ways. First, an answer to the question ‘Does formal instruction aid
SLA?’ can be sought. Secondly, the question ‘What kinds of formal
instruction facilitate SLA the most?’ can be tackled. In the first
question there is an assumption that all types of formal instructions
share certain basic premises and that it is, therefore possible to talk
generically of ‘ Formal instruction’. In the second question there is an
assumption that formal instruction in general is facilitative and that
the important issue is what is distinguishes the more successful from
the least successful types.
What the
different instructional methods had in common was a focus on form,
manifested, for instance, in the provision of feedback by the teacher
for correcting formal errors.
This
chapter has four sections. The first examines its effect on the route of
SLA. The secondly examine its effect on the rate/success of SLA. In the
third section, explanations of the result reported in the first two
sections will be reviewed. Finally, the conclusion briefly considers the
implications for both SLA theory and language pedagogy.
The effects of formal instruction on the route of SLA
The route
of SLA was considered in term of general sequence of development and
the order in which specific grammatical features were acquired. The
evidence for the reported universality of the sequence and the minor
differences in the order come from (1) morpheme studied (2) longitudinal
studies. These studies how ever were of either pure naturalistic SLA or
mixed SLA. The morpheme and longitudinal studies will again be
considerers separately.
Morpheme studies of classroom SLA
The
morpheme studies can be divided into two groups. In the first group are
five studies that investigated second language learners. In the other
group are four studies investigated foreign language learners
Perkins and Larsen freeman (1975) investigated the morpheme; they used two tasks to collect data;
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A translation test.
-
A description task based on a non-dialogue film.
On (1)
the morpheme orders before and after instruction differed significantly,
but on (2) there was no significant difference. In other words, the
teaching and learning orders were different. Taken together, these
studies suggest but do not prove that formal instruction does not alter
the order of acquisition of grammatical morphemes when the learners is
engaged in language use and is focused on meaning.
This
general conclusion holds true irrespective of whether the learners are
children or adults and most interestingly, irrespective of whether the
learners are in foreign or second language environments. Formal
instruction appears, then to have only a negligible effect on the
morpheme order manifest in spontaneous language use. However, morpheme
orders measure accuracy rather than acquisition. In order to obtain a
more reliable picture of the effects of instruction on L2 development,
it is necessary to turn to the longitudinal studies of translation
structures.
Longitudinal studies of classroom CLA
Curiously
the case-study approach, so central to the methodological baggage of
first and second language acquisition researchers has not typically,
been thought sensible for learners in class. There are very few
longitudinal studies of classroom SLA. The three that will be discussed
here are Felix (1981), Ellis (1984a) and Schumann (1978b). The available
longitudinal evidence, therefore is even slighter that provided by the
morpheme studies. The general teaching method was a traditional
audio-lingual one, the grammatical structures that Felix report on are
negation, interrogation, sentence types, and pronoun. For each
structure, parallels were found between tutored and naturalistic SLA. In
a classroom where the instruction is very formal, learners are
constantly being forced to produce structures they are not ready for.
Felix suggests that they solve the problem that this poses for them in
one of two ways. Either they select random from the structures in their
repertoire, irrespective of syntactic or semantic appropriateness, or
they follow the same rules that characterize the early stages of
naturalistic language acquisition.
Ellis
examined negatives, interrogatives, and a number of verb phrase
morpheme. All of these structures were formally taught at one time. When
the communicative speech produced by the learners in the classroom was
analysed, it was shown to display a pattern of development more or less
identical to that observed in naturalistic SLA.
In
Schumann’s study a deliberate attempt was made to teach an adult L2
learner how to negate. This took place in the context of a longitudinal
study of what was otherwise naturalistic SLA. Prior to the instructional
experiment the learner’s negative utterances were collected, Schumann
concluded that the instruction influenced the learner’s production only
in test-like situations, while normal communication remained unaffected.
Taking these studies together, the following can be hypothesized:
-
Instruction does not circumvent the processes responsible for the sequence of development evident in transitional structures such as negatives an interrogative in naturalistic SLA.
-
When classroom learners are required to produce structures beyond their competence, idiosyncratic forms are likely to result.
-
The distorted input may prolong certain stages of development and slow down the emergence of some grammatical features.
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Classroom learners are able to make use of knowledge acquired through formal instruction when they are focused on form.
Summary
Morpheme
studies and longitudinal studies of SLA together indicate that although
formal instruction may develop L2 knowledge, this knowledge manifests
itself in language use only where the learner is attending to form. It
does not, therefore, except in relatively minor ways, affect the natural
route of SLA which is evident in communicative speech. To use the
distinction between sequence and order of development, we can say that
the overall sequence of development is not affected by formal
instruction, while order of development is hardly disturbed either.
Formal instruction influences knowledge only at the careful end of the
interlanguage stylistic continuum, not the vernacular end. These
conclusions, however, are necessarily tentative, as there have been few
studies of classroom SLA, particularly longitudinal.
This
section has examined three theoretical positions which provide
explanations of why formal instruction does not affect the natural
sequence of SLA but does facilitate more rapid development. The non
interface position proposed by Krashen claims that ‘acquisition’ and
‘learning are separate. Because ‘acquisition’ is responsible for the
natural sequence, the ‘learning’ that results from formal instruction
cannot influence it. However, classroom provides opportunities for
comperhesinble input will accelerate ‘acquisition’.
The
interface position also posits two types of L2 knowledge, but Argus that
they are related so that ‘learning’ (or explicit knowledge) can become
‘acquisition’ (or implicit knowledge) when it is sufficiently practised.
A weaker version of this position, however, states that ‘learning’ does
not so much turn into ‘acquisition’ as facilitate it, when the learner
is ‘ready’. The variability position differs from the other two
positions in that it recognizes a variety of different ‘styles’, each
calling on knowledge types that vary in terms of analicity and
automaticity. Different task require the utilization of different kinds
of knowledge. Formal instruction contributes directly or indirectly to
there internalization of these different knowledge types and in so doing
enables the classroom learner to perform a wider range of linguistic
tasks than the naturalistic learner.
All there
positions provide arguments to account for the result of the empirical
research into the effect of formal instruction. These have been
considered in some detail. At the moment there is insufficient evidence
to make a clear choice between them. It is not likely that such evidence
will be forthcoming until there are more qualitative studies of the
classroom discourse that result from formal instruction and of the
linguistic development that such discourse induces.
Conclusion: some implications
This
chapter began by asserting that the investigation of the role played by
instruction in SLA was of significant for both SLA theory and language
pedagogy. In this conclusion I shall briefly consider some of the
implications.
In order
investigate the role of instruction in SLA, it is necessary to separate
out the effects that formal instruction has on the route of SLA and on
the rate/ successes of SLA. Where the route is concerned, formal
instruction appears to have no major effect. The overall sequence of
development associated with natural communicative language use does not
change, while only a few minor and temporary differences in the
acquisition of specific grammatical features have been observed. Thus
classroom SLA appears to involve the same processing strategies as
naturalistic SLA. Where the rate/ successes is concerned, instruction is
facilitative, although only in terms of relative utility, not in terms
of absolute effects. These results must be treated tentatively, as there
has been little empirical research.
There
different positions have been advanced to explain classroom SLA. The non
interface position, associated with Krashen (1982), distinguishes
‘acquired’ and ‘learnt’ knowledge and argues that they are separate.
This position offers a convincing explanation a why formal instruction
fails to influence the natural route of SLA, as this is a reflection of
‘acquisition’. The explanation it gives for why formal instruction aids
the rate/ successes of SLA is less clear. The interface position,
associated with Stevick (1980) and Sharwood-Smith (1981) among others,
claim that ’learnt’ or explicit knowledge can turn into ‘acquired’ or
implicit knowledge if there is enough practice. This position offers an
explanation for the rate/ successes finding, but it less convincing
about the route finding. The variability position, associated with
Tarone (1983) and Bialystok (1982), sees acquisition and language use
closely linked, such that different types of knowledge arise from and
are required for the performance of different language tasks.
This
position deals comfortably with the route finding (which occurs in a
particular kind performance) and can explain the rate/ success finding
if it is assumed that the learner who has access to a variety of
different knowledge types will outperform one who is more reliant on a
single kind of knowledge. However, it is premature to choose from among
these positions.
The study
of the role of instruction in SLA has implications for both SLA theory
and language pedagogy. In the case of the former, is stresses in
importance of act knowledge the structural properties of SLA which are
relatively immune to environmental differences. Where language pedagogy
is concerned, it sheds light on the code-communications dilemma,
although once again it would be premature to come to any firm
conclusions about the effectiveness of formal grammar teaching.
Second language acquisition theory
Studying
the role of instruction can throw on the contribution of environmental
factors in SLA. The classroom environment provides a different kind of
input from a natural setting. If environmental factors are important of
SLA, it might be predicted that (1) The acquisitional route in the two
setting will be different, and (2) the rate/ success of SLA in the two
setting will also differ. The research reviewed in the earlier sections
shows that (1) does not arise, while (2) may. The failure of the
classroom setting to influence the route of SLA can be explained in two
ways. First, it might be taken to show the real determinants of SLA are
learner-internal rather than environmental factors. That is, despite
differences in input, the L2 learner will follow the same developmental
path, because, although there are differences in the types of input to
be found in each setting, there are also similarities.
The
natural sequence is the product of one type language use-spontaneous
communication-which, although restricted in classroom context, does take
place. The first explanation follows a native’s interpretation. What is
the quite clear, whatever interpretation is adopted, is that SLA
possesses certain structural properties which are immune to
environmental differences in learnt in classroom and natural setting.
The effect of environmental factors appears to be restricted largely to
how quickly and how much of the L2 the learner acquires.
Language pedagogy
Looking
at instruction from the view point of the learner rather than the
teacher is salutary. It puts into perspective the widely held view that
if instruction is based on a sound syllabus and employs motivating
techniques, acquisition will result. Unless account is taken of the
structural properties of SLA, success is by no means certain.
Teacher
ought not to feel obligated to ensure that his teaching also follows it,
as it is far more important that the teacher works from a syllabus
which he finds logically acceptable. Brumfit argues that language
teaching will be most successful when it follows as well-worked out plan
which directs and organizes what the teacher does. The second reason
for reticence is that, although there is a fair degree of agreement
among SLA researches concerning what happens in SLA.
There is a
far less agreement about why it happens in the why it does. This has
been evident in the different positions adopted to explain the result of
research into the effects of formal instruction. Briefly outline what
attitude to the code-communication dilemma is held by protagonists of
each of the three positions considered in the previous section
-
The non-interface position.
Krashen
(1982) pays close attention to the role of grammar teaching in classroom
SLA. He sees two uses for it. First, it enables the monitor to function
by providing for ‘learning’. However, monitor use is restricted to
occasions when the learner has time to access his ‘learnt’ knowledge,
and is also restricted by the fact that only a small sub-section of
total rules of a L2 are ‘learnable’. The second use of grammar teaching
is to satisfy learners’ curiosity about the nature of the L2 grammatical
system ‘grammar appreciation’. The use of conscious grammar is limited,
therefore, that the role of teaching is to afford opportunities for
communications, rather than to draw attention to the L2 code.
Krashen (1981b) lists the defining characteristic of what he considers an effective pedagogical programme;
-
The classroom input must be comprehensible.
-
The programme must consist of ‘communicative activities’, as only these will ensure that he input is interesting and relevant.
-
There should be no attempt to follow a grammatically sequenced programme.
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The input must be of sufficient quantity (hence importance of extensive reading).
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The interface position
Where the
non-interface position emphasizes the importance of communication and
minimizes the importance of the code, the interface position asserts the
contribution of the code. Sharewoos-Smith (1981) sees grammar teaching
as a short cut to communicative ability. That is, the adult learner who
has his attention drawn to features of the code can practise these, both
in and out of the classroom, until he can use them subconsciously in
fluent communicative speech. Consciousness-raising, therefore, does not
require that the learner is able to verbalize the rules he has learnt.
For Sharwood-Smith, then, the important issue is not whether the code
should be taught, but in what way it should be taught.
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The variability position
The
variability position stresses importance of matching the learning
process with the type of instruction. Instruction must consider the
specific goals of the learner and attempt to provide the appropriate
form of knowledge to achieve those goals. The ‘goals’ refer to the type
of language use that the learner needs (or wants) to engage in. if the
goal is to participate in natural conversation, the learner will need to
develop his vernacular style by acquiring L2 knowledge that is
automatic but unanalysed.
This can
be achieved directly by means of instruction that emphasizes
communication in the classroom. It may also be achieved indirectly by
teaching that focuses on the code, if there are also sufficient practice
opportunities to trigger the passage of knowledge from the careful to
the vernacular style.
Chomsky's Theory in SLA
Chomsky’s UG. How can it be exploited in SLA research?
Universal grammar
can be simply defined as a set of universal innate principles of grammar
shared by all languages.That a child will not be able to learn its
mother tongue without a set of innate principles ,because the linguistic
data it is exposed to are too poor is the central point of the UG.The
theory given by the American linguist Chomsky, attempts to explain
language acquisition in general, not describe specific languages.The key
features of the UG are given below.
UG consists of
different kinds of universals.Chomsky identifies two types:substantive
and formal.Substantive universals consist of fixed features such as the
distinctive phonetic features of which sounds are made or syntactic
categories such as noun,verb,and object.Formal universals are more
abstract.They are statements about what grammatical rules are possible
in languages.
Formal
and substantive universals are constrains and therefore delimit the
options by setting parameters which must then be fixed according to the
particular input data that the child obtains.
So,the principles and parameters which can be defined as a framework in human brain make UG possible. UG holds a
set of principles and parameters arranged into modules such as Binding
Theory and it is a computation system that ranges from the component of Phonological Form to the component of Logical Form ,that is ,from ’sound’ to ’meaning’.
The
rules the child learns can be unmarked or marked.The universals that
the child learns form the core grammar and the distinctive features are
termed as peripheral.
To
sum up, there are some innate universal principles without which a
child cannot master his mother tongue.But the input data are also a must
as the input triggers the LAD.
Effects of UG parameters on L2A
There are
certain principles of UG that vary from language to language. The
variation is built into UG in the form of parameters with different
settings. Parameter settings between the L1 and the L2 may be both
identical and different. If identical, L2 learners need not result it:
but if different they have to reset it. Again when a particular
parameter is not available in the L1, the learners have to activate it
newly in their L2. Thus on these issues the UG hypothesis makes a number
of important observations that best explain L2A. For instance, as
White(1989) points out, though UG is available in L2A, it cannot
necessarily interact immediately with the L2 input. The initial
hypothesis that works in the mind of the learners is that L1 parameter
value applies to it. As a result L2 learners initially use L1 parameter
value to organize the L2 data that causes transfer effects in the
interlanguae. However, finally L2 learners become able to reset the
parameter setting appropriate to the L2. Towell and Hawkins(1994) also
express the same view. According to them this transfer of L1 parameter
setting can have two effects. If the setting in the L2 happens to be the
same as the setting in the L1, then the learner should get grammatical
properties of the L2 which are dependent on that parameter setting right
from the very beginning of acquisition. Where the settings differ
between the L1 and the L2 the learner would initially be expected to get
wrong grammatical properties in the L2 dependent on that parameter
setting.
Some of the
empirical studies done on the use of parameter setting also show
positive evidence for the UG hypothesis. White refers to three pro-drop
parameter studies, one carried out by herself and the other two by
Phinncy(1987) and Hilles(1986) each of which clearly suggests that
Spanish learners of English become finally able to avoid omission of
subject-nouns and free subject-verb inversion in English, though at the
initial stage L1 interference occurs. Towell and Hawkins (1994) mention
the study by Hulk (1991) that investigated the acquisition of French
word order by a group of Dutch speaking subjects. Hulk’s finding also
reveal that in spite of the presence of L1 value at early stages, Dutch
learners gradually become able to reset the parameter setting and
acquire French word order. Another grammatically judgment task by White
1988cited in White1989, p.113) on Subjacency violation suggests that
native speakers of French are able to recognize “S” as a bounding node
for Subjacency in English, though in French “S” is not a bounding node.
Markedness
The concept of
markedness is one more important issue to be discussed here.
Researchers have used this as a source of explanation and prediction in
L2A. According to Ellis markedness theory can help to explain why some
differences between the native and the target language lead to learning
difficulty, while other differences do not.” Markedness refers to those
aspects of a language that are unnatural and complex. If a parameter has
more than one value, one of them is said to be more natural than the
other. So, the natural one is unmarked and the other is marked.
According to UG, “unmarked aspects of grammar are those that are
directly related to Universal Grammar and form the “core”: marked
aspects are less directly related to Universal Grammar and form the
“peripheral grammar”. Therefore, from markedness study one prediction
can logically be deducted that L2 learners will find unmarked aspects of
the L2 much easier to learn than marked ones, because unmarked aspects
are directly related to UG. Moreover, since unmarked aspects are easier
to learn, if can also be assumed that unmarked settings will occur in
interlanguage before marked settings. Furthermore, the masrkedess
concept offers a good explanation of L1 interference in the L2 grammars.
The concept suggests that L2 learners will always tend to transfer
unmarked values of the L1 to their interlanguage. The study by
Mazurkewich 1984 shows that French learners of English find unmarked
“pied-piping” sentences like
3.a To whom did John give the book
easier than marked “preposition-stranding” sentences like
3.a Who did John give the book to
Thus markedness study demonstrates further evidence that UG is effective and plays a vital role in explaining L2A.
3. Counter Arguments
So far an
attempt has been made to consider the evidence that has led some of the
researchers to assume that UG plays a crucial role in L2A. But there are
many researchers who hold contrary views. According to them UG is not
accessible to L2 learners, and hence cannot play any role in L2A. They
also differ with some of the basic assumptions made by the UG based
researchers. Besides, a number of empirical studies also strengthen
their position against the UG hypothesis some of which are mentioned
below.
Larsen-Freeman
and Long claim that the input is not degenerate because “both caretaker
speech and language addressed to non-native speakers have been found to
be well-formed.” As cited in Melaughlin, Schachter has pointed out that
“phenomena such as confirmation checks, clarification requests, and
failures to understand quality as negative input.” Thus the poverty of
the stimulus argument has been under attack. The argument of
Structure-dependence is also refuted by Parker 1989(mentioned in
Larsn-Freeman and Long 1991). Parker argues that the rule of
structure-dependence can be gathered from the input, it does not require
any innate knowledge. She also raises questions about Subjaccency
effects. She illustrates that Subjaccency effects “can be accounted for
without recourse to innate linguistic knowledge: through the assumption
in a theory of learning of a preference for continuity.” In another
grammatically judgment task by Schatcher as White reports Korean and
Indonesian learners failed to reject Subjaccency violations. The theory
of markedness also causes much debate. Various definitions have been
used. As a result, same aspects are classified as unmarked by one
researcher and marked by another. It is not true either that L2 learners
always acquire or transfer unmarked form. In a related study, White
1983 finds that sometimes learners carry over marked constructions from
the L1 to the L2.
Conclusion
As mentioned,
it is clear that no uniform view can be established about the role of UG
in L2A. There are both arguments and counter-arguments on the issue.
Empirical studies have done so far also reveal mixed findings. But the
research in the domain is still in its initial stage and has been
restricted to a very limited area. Until the research is carried out in
other untrodden area of L2A no final judgment on the issue is possible.
However, on the basis of findings revealed so far against and for the
hypothesis, it becomes evident that researchers tend to use UG as a
source of hypothesis about L2A. In this case at least, it is to be
admitted that UG can be used very effectively. It helps in a great deal
to explain many of the problems of L2A that could otherwise have been
left unresolved. It helps to make some important predictions
particularly about interlanguage and transfer effects of the
L.1.Therefore, it can be affirmed that Universal Grammar plays a crucial
role in second language acquisition and more research on the issue
might explore new dimensions.
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